Privacy Policy
Effective Date: March 30, 2026
The Shield Finance LLC (“The Shield Finance,” “we,” “us,” or “our”) is committed to protecting the privacy of your non-public personal information. This Privacy Notice is provided in accordance with Regulation S-P under the Gramm-Leach-Bliley Act.
Information We Collect
We collect non-public personal information about you from the following sources:
- Information you provide: Applications, financial questionnaires, and other forms you complete, including your name, address, Social Security number, financial information, tax information, and investment objectives.
- Account and transaction records: Information about your accounts, balances, holdings, and transactions.
- Information from third parties: Information from custodians, financial institutions, or other sources when you authorize us to obtain it.
How We Use Your Information
We use your non-public personal information to provide investment advisory services, fulfill legal and regulatory obligations, and communicate with you about your accounts and our services.
Information We Share
We do not sell your personal information. We may share your non-public personal information only in the following limited circumstances:
- Service providers: Companies that perform services on our behalf — such as custodians, technology vendors, and compliance consultants — under strict confidentiality obligations.
- As required or permitted by law: Regulatory agencies, law enforcement, and other parties when legally required or permitted.
We do not share your information with non-affiliated third parties for marketing purposes.
Your Right to Opt Out
We do not share your non-public personal information with non-affiliated third parties for marketing or other purposes beyond those described above. If this practice changes, we will provide you with a revised notice and an opportunity to opt out before any such sharing occurs.
How We Protect Your Information
We maintain physical, electronic, and procedural safeguards designed to protect your non-public personal information, including:
- Secure file storage and access controls
- Encrypted electronic communications
- Limiting access to authorized personnel only
- Regular review of security practices
Former Clients
We treat information about former clients with the same level of privacy protection as current clients.
Contact Us
If you have questions about this Privacy Policy or how we handle your personal information, please contact us at ryan@theshieldfinance.com.
The Shield Finance LLC
IARD/CRD Number: 341345